Market Consulting Corporation
Selecting a Securities Expert Witness in Cuyahoga County, Ohio
A practical framework for evaluating expert witness assistance in securities, futures, brokerage, trust, and investment-loss disputes.
Expert witness assistance
Selecting an expert witness should begin with the issues in dispute, the forum, the record, and the testimony that may be required. MCC provides expert witness and litigation consulting support in matters involving securities, futures, options, suitability, supervision, churning, unauthorized trading, margin, selling away, fiduciary duty, trust administration, and damages. The evaluation should focus on relevant experience, ability to explain complex financial issues, and disciplined analysis tied to the record.
Engagement focus
- Initial case review focused on the factual record, the questions presented, and the likely scope of expert analysis.
- Issue analysis addressing securities, futures, options, trust, portfolio-management, compliance, or industry-practice questions as applicable.
- Damages or loss analysis when the facts and engagement require quantification.
- Assistance with document requests, deposition preparation, mediation preparation, expert reports, rebuttal analysis, and testimony as appropriate.
Subject-matter fit
The expert should understand the disputed products, account relationship, applicable industry practices, and forum requirements.
Record discipline
Expert work should identify what the documents show, what is missing, and what assumptions are necessary for any conclusion.
Testimony readiness
The analysis should be capable of being explained clearly in a report, deposition, arbitration hearing, mediation, or trial.
Issues commonly reviewed
- The forum, claims, defenses, disputed products, account type, and relevant time period.
- Whether the matter requires testimony, consulting only, damages work, rebuttal, or settlement assistance.
- The documents needed to evaluate suitability, supervision, authorization, disclosure, account control, and damages.
- The expert’s relevant financial-industry experience and ability to explain industry standards.
- Potential conflicts, timing, fee structure, and deadlines.
- Whether additional specialists are needed for unusually large or technical matters.
Records commonly requested
- Pleadings, statement of claim, answer, counterclaims, and amended claims.
- New account documents, customer profiles, investment objectives, risk-tolerance records, and account updates.
- Monthly statements, trade confirmations, order tickets, margin records, and cash-flow records.
- Correspondence, emails, recorded calls, notes, exception reports, and supervisory reviews.
- Product materials, offering documents, risk disclosures, prospectuses, research, and internal sales materials.
- Prior settlement discussions, mediation statements, expert disclosures, and damages calculations, when available.
Dr. Ronald W. Cornew and Market Consulting Corporation
The dispute resolution and financial consulting efforts of Market Consulting Corporation are under the direction of Dr. Ronald W. Cornew, President and Senior Consultant. Dr. Cornew personally supervises MCC case work and, when appropriate, draws on a network of industry specialists for very large or complex matters.
Case review
Request expert witness consultation
Provide the forum, parties represented, principal allegations, relevant account or transaction records, and any current deadlines. Additional documents can be exchanged after conflicts and scope are addressed.